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Essentials of the Dodd-Frank Act
Sanjay Anand
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Description for Essentials of the Dodd-Frank Act
Paperback. An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. Series: Essentials Series. Num Pages: 186 pages. BIC Classification: KF. Category: (P) Professional & Vocational. Dimension: 159 x 228 x 15. Weight in Grams: 250.
An executive overview of the new Financial Regulations Act
An executive overview of the new Financial Regulations Act
This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.
- One of the first books to provide an executive summary from a compliance perspective
- Presents responsibilities of senior level executives regarding this new Act
- Reveals what has changed within the regulatory environment
- Provides tips and techniques throughout
Describing the government regulation of securities, securities markets, and securities transactions in the ... Read more
Show LessProduct Details
Format
Paperback
Publication date
2011
Publisher
John Wiley and Sons Ltd United Kingdom
Number of pages
186
Condition
New
Series
Essentials Series
Number of Pages
208
Place of Publication
New York, United States
ISBN
9780470952337
SKU
V9780470952337
Shipping Time
Usually ships in 7 to 11 working days
Ref
99-50
About Sanjay Anand
SANJAY ANAND, CSOX, CGRC, is a recognized expert in governance, risk management, compliance and controls, and has served as chairperson of the SOX and GRC Institutes, and as Steering Committee member of the Open Compliance and Ethics Group's Red Book. He has been accorded over a dozen honorary industry credentials and certifications including a CDE (Certificate in Director Education) from ... Read more
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